Articles

Fort Worth Investment Advisor Revoked for Fraud, Unregistered Activity


Texas Securities Commissioner John Morgan on March 18 entered a Disciplinary Order revoking the registration of James Poe, a Fort Worth investment adviser representative who was found to have engaged in fraudulent practices and sold securities without being properly registered. Jim Poe & Associates Inc., Poe’s investment advisory firm, was also sanctioned for failing to disclose...
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